*NEW* 6 Months contract Compliance/Risk Officer
Description
Job Description: Performing post onboarding monitoring requirements to ensure proper sales behaviour, as well as meetingboth internal and regulatory requirements Support annual financial soundness random sampling exercise by requesting Representatives to provide relevant documents. Review submitted documents and perform Fit & Proper assessment in accordance to prevailing internal framework. Prepare Fit & Proper assessment report with appropriate monitoring conditions and escalate for approval. Undertake ad-hoc tasks or reviews as directed by Lead
- Conduct Risk and Head
- Distribution Risk. Job Requirements: Minimum Degree in preferably in Business, Compliance, and/or Finance related fields Meticulous with a keen eye for detail. Report writing skills Proficient in Microsoft Office Application Some experience in regulatory reporting, risk and compliance will be an added advantage Interested applicants please send your resume in MS Words format and attention it to XXXX XXXX (R1104661) Short listed candidates will be notified www.ambition.com.sg EA Registration Number: R1104661 Data provided is for recruitment purposes only Business Registration Number: 200611680D. License Number: 10C5117
Skills
AdministrationFinancial ServicesInsuranceAdministrative SupportPrepare dataCompliance AuditsAuditsEnsure complianceData EntryReport WritingExcelMicrosoft ExcelRegulatory RequirementsAuditGeneral adminStrong Attention To DetailPolicyComplianceAfter Sales SupportReports
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