Plus One RecruitmentWitney

Business Review Analyst (6 month contract)

Project-Based

Description

An excellent opportunity has arisen for a Business Review Analyst to join a growing compliance function within the financial services sector, initially on a 6-month contract basis. This role plays a key part in strengthening governance frameworks and supporting Consumer Duty requirements through detailed file reviews, regulatory testing, and reporting. You will be responsible for assessing client files, identifying risks, and ensuring adherence to FCA regulations, while contributing to process improvements and enhanced client outcomes. This is a highly analytical and impactful role suited to someone with a keen eye for detail and a passion for compliance.

Duties & Responsibilities

  • Conduct Consumer Duty outcome testing across advisory and platform services
  • Perform client file reviews to ensure compliance with FCA regulations and internal standards
  • Identify, escalate, and track remediation of compliance issues and deficiencies
  • Support AML monitoring through file reviews and transaction sampling
  • Produce clear and actionable reports for senior management and compliance committees
  • Analyse trends to identify systemic risks and recommend improvements
  • Contribute to FCA reporting and regulatory submissions
  • Collaborate with stakeholders to enhance processes and strengthen governance frameworks

Education & Skills Required

  • Previous experience in compliance monitoring, audit, or business review within financial services
  • Strong knowledge of FCA regulations and Consumer Duty principles
  • Excellent analytical skills with strong attention to detail
  • Ability to communicate findings clearly and influence stakeholders
  • Proficiency in Microsoft Office; experience with compliance tools is advantageous
  • Degree in Finance, Business, or related field (or equivalent experience); professional qualifications desirable

**** If you’re ready to take the next step in your compliance career and make a meaningful impact, apply today to join a forward-thinking organisation committed to high standards and client outcomes.

Skills

Compliance

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